Senior AML and KYC Monitoring Analyst

THE JOB 

The Regulatory and Complex Clients department has 10 team members, whom are divided into 2 teams, one of them being the Regulatory Team and the other is the Quality Control and Client Risk team. With this offering, we would like to invite new colleagues to join us in the Quality Control and Client Risk Team.

This team, which is currently has 5 members, focuses on ensure proper control and quality over our client data (private and corporate), evaluate client risk and implement the appropriate monitoring of the existing clients, depending on the defined client risk. During this work, the team is working closely with the Client Onboarding teams, onsite and on the different locations where Saxo Bank is represented, with the Legal and Compliance teams and other relevant stakeholders.

Among others you will be responsible for:

  • 4-eye checking that client data (both private and corporate clients, including licensed financial institutions) is correctly added to our client data depository system during the on-boarding process and handling the daily queue and inbox;
  • Participating in projects aiming building automated flows for ongoing due diligence of private and corporate clients, ensuring documentation and the collected information is accurate & current;
  • Monitoring clients in our AML Screening system and conduct investigations to eliminate matches from the system and escalate for higher- level approval if the match is proven to be positive;
  • Work closely together with Saxo Group’s Onboarding teams and other important stakeholders, in Copenhagen, London, Singapore and Delhi;
  • Identifying potential improvements to the quality control and monitoring process flows and procedures;

YOUR PROFILE

As a person you have a positive attitude, with the ability to work well under pressure and perform comfortably in high stress environment, whilst still achieving targets and you are a good team player.

Further we are looking for a candidate with the following qualifications and skills:

  • Due diligence and KYC - quality control and optimization: be familiar with general on-boarding standards both for private individuals and corporate entities. Be able to understand risk based approach while ensuring that Saxo Group is not exposed to regulatory and/or compliance risk. Ensure that KYC quality is high and that client risk is kept under control. Have an eye for sustainability, standardization and productivity without compromising quality. Support wherever needed, the development of digital, transparent and simple processes which are easily managed, optimized and monitored. Remove complexity and increase productivity by active participation in process improvement/lean processes.
  • Regulatory capabilities & Strong client risk management: have basic knowledge of locally important regulatory requirements and background legislation. Contribute to efficient and thorough CDD & EDD processes are conducted during the life-cycle of the client.
  • Ability to multi-task and prioritise multiple projects, to think quickly and problem solve, to understand and apply legal and compliance procedures
  • Excellent English written and verbal communication skills (other languages are advantage, but not mandatory)

WE OFFER

First and foremost, we offer more than just a job in Saxo Bank, but you will also have:

  • A chance to join a truly growth-embracing, buzzing and multicultural working environment in, which we will commit to helping you grow personally and professionally.
  • An opportunity to work as part of a dynamic, very ambitious and, at the same time, informal and pleasant working environment.
  • A competitive salary plus benefits package
Expected Start Date:
1 February 2018
Location:
Copenhagen
Job type:
Permanent
Working hours:
Full-time
Working days:
Day
Contact person:
Judit Toth
Tel: +45 39774832
Company homepage:
http://www.saxobank.com